Aubrey Vaughn has been part of the financial services industry since 1986.

Designations & Certifications

Aubrey has earned the Certified Financial Planner™ (CFP®), Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®),  and Registered Employee Benefits Consultant (REBC®) certifications and professional designations.

Certified Financial Planner™

The Certified Financial Planner™ (CFP®) certification is one of the most recognized financial planning marks in the world. CFP® certification identifies to the public those individuals who have met rigorous professional standards and have agreed to adhere to the principles of integrity, objectivity, competence, fairness, confidentiality, professionalism, and diligence when dealing with clients. The certification differs from an educational designation or state license in that it is based upon requirements that have been determined by extensive job analyses of actual practitioners in the field, and therefore, continue to evolve with the profession. The CFP® certification prepares the financial services professional for a career-long commitment to meeting the ever-changing financial needs of clients.

Chartered Financial Consultant

The Chartered Financial Consultant (ChFC®) designation focuses on the comprehensive financial planning process as an organized way to collect and analyze information on a client's total financial situation; to identify and establish specific financial goals; and to formulate, implement, and monitor a comprehensive plan to achieve those goals. The ChFC® program provides financial services professionals with in-depth knowledge of the skills needed to perform comprehensive financial planning for their clients.

Chartered Life Underwriter

The Chartered Life Underwriter (CLU®) designation has long been recognized as the fundamental and foremost educational credential for life insurance professionals. Since 1927, more than 94,000 individuals have earned their CLU®, helping them build a successful life insurance practice by providing clients with knowledgeable and ethical advice. For financial representatives, field management, home office personnel, and others involved in providing life insurance products to the public, the CLU® designation symbolizes continuing growth and commitment to professionalism.

Registered Employee Benefit Consultant

The Registered Employee Benefit Consultant (REBC®) designation provides the most up-to-date, relevant education and information on the dynamic field of employee benefits. Individuals who earn the REBC® designation gain a thorough understanding of pensions, retirement planning, and group medical, disability, and long term care insurance. Also covered are executive compensation, personnel management and the managed care arena.


  • Bachelor of Science in Finance from the University of Florida

Awards & Recognition

Million Dollar Round Table (MDRT)
MDRT is the premiere association of financial professionals. MDRT status is granted for one year and members must apply each year to continue their affiliation with MDRT.Founded in 1927, MDRT provides its members with resources to improve their technical knowledge, sales and client service while maintaining a culture of high ethical standards. MDRT's mission is to be a valued , member-driven international network of leading insurance and investment financial services professionals who servr their clients by exemplary performance and the highest standards of ethics , knowlwdge , service and productivity.

National Quality Award
The National Association of Insurance and Financial Advisors (NAIFA)'s longest-standing award, the National Quality Award, recognizes NAIFA members for competence and dedication as indicated by their persistency records. Those who qualify for the NQA understand their clients' needs. The policies they sell remain in force for when their clients need them most.

  • National Association of Insurance and Financial Advisors (NAIFA) Quality Award: 2011-2016
  • National Quality Award: 1989-2010

Aubrey E Vaughn III, CFP®, ChFC®, CLU®, REBC®

Financial Representative


To learn more about Northwestern Mutual Investment Services, LLC and its financial representatives, visit: FINRA BrokerCheck